BCI - Brokerage Consultants Ltd.

Our Focus: Financial Services

We connect the right people with the right positions throughout the financial community.

  • Asset Management
  • Alternative Investments
  • Banking
  • Broker/Dealers
  • Commercial Lending
  • Consulting
  • Corporate Treasury
  • Family Offices
  • Financial Services Software Services
  • Insurance & Pension Funds
  • Municipal Finance
  • Private Equity
  • Real Estate Finance
  • Trading

Brokerage Consultants - Financial Recruiting

Tap our resources.

They run deep. Since our inception we've kept our focus trained exclusively on the financial industry, and we've built a vast network of contacts in the process. Let us put those resources to work for you. We'll connect you with the most current job openings at the most desirable companies in Chicago or nationwide.

Job Order:
1058-1

Job Type:
Permanent

Title:
Financial Advisor?s Assistant (1058-1)

Location:
Milwaukee, WI

Description:
SUMMARY: Our client is a financial planning/investment management firm who
provides financial, investment, retirement, tax and estate planning for
individuals/families/businesses. The assistant will act as a liaison between
the Financial Advisor and broker-dealer and custodian institutions, mutual
fund companies, money managers, and insurance companies. The assistant will
complete/review all applications to ensure they are accurate and in good
order prior to transmittal. To be considered, a candidate must be well
organized/detail-oriented, have the ability to manage multiple
tasks/priorities, and have excellent customer service/computer skills. If
desired, the candidate would have the opportunity to advance to a para-
planner or advisory role based on personal goals/performance.

RESPONSIBILITIES:
Client correspondence
Opening client accounts
Assisting clients with account questions (in-person or by phone)
Performing account maintenance including but not limited to: financial
modeling, Morningstar illustrations, fund disbursements,
name/address/beneficiary changes, and securities research
Monitoring account activity including trades/cash flow/portfolio analysis
Providing customized reporting for the client and advisor

REQUIREMENTS:
Minimum of 2 years industry experience and FINRA Series 7/Series 63 licenses
required
Experience with a web-based trading platform preferred
Bachelor?s Degree preferred
Life insurance license preferred
Strong interpersonal skills; Positive attitude and extraordinary client
service; Excellent communication skills; Exceptional organizational/time
management skills; Strong analytical/problem solving skills; Strong
attention to detail and ability to multi-task; Strong computer skills
including proficiency in MS Office applications
Must be able to maintain the high level of confidentiality, work
independently as well as in a team environment


Category:
Alternative Investments // Asset Management // Broker Dealer

Contact:
matt@bcius.com