BCI - Brokerage Consultants Ltd.

Our Focus: Financial Services

We connect the right people with the right positions throughout the financial community.

  • Asset Management
  • Alternative Investments
  • Banking
  • Broker/Dealers
  • Commercial Lending
  • Consulting
  • Corporate Treasury
  • Family Offices
  • Financial Services Software Services
  • Insurance & Pension Funds
  • Municipal Finance
  • Private Equity
  • Real Estate Finance
  • Trading

Brokerage Consultants - Financial Recruiting

Tap our resources.

They run deep. Since our inception we've kept our focus trained exclusively on the financial industry, and we've built a vast network of contacts in the process. Let us put those resources to work for you. We'll connect you with the most current job openings at the most desirable companies in Chicago or nationwide.

Job Order:
1114-1

Job Type:
Permanent

Title:
Registered Client Service Manager (1114-1)

Location:
Minneapolis ? Hennepin County

Description:
Hennepin County wealth management firm seeks an Operations Manager to assist
with day-to-day office operations. Prior experience in a similar position
and background in financial services is strongly preferred.

RESPONSIBILITIES:
Support CEO in all matters
Plan/direct all administrative/financial/operational activities; oversee
upkeep of office
Provide oversight/guidance to projects of high importance
Perform various tasks from administrative to client related
Develop and maintain policies/procedures
Responsible for all follow up from client meetings
Oversee all client transactions and all advisors on
procedures/policies/compliance
Track all Continuing Education for registered reps and assistants
Oversee all bookkeeping including income/expenses/budgets
Management of all tenants/leases; post open offices when available; schedule
showings of new offices
In charge of all keys to property; Maintain security codes and access for
building
Post open positions to company website; select candidates to interview
Onboarding process ? all paperwork
Process payroll biweekly; verify 401(k) contribution matches; deposit 401(k)
check each pay day
Keep records for QB and taxes

REQUIREMENTS:
Previous experience in the financial services industry required
FINRA Series 7 & Series 66 (or Series 63 & Series 65) required
Bachelor?s degree preferred
Ability to anticipate CEO?s needs, act accordingly and proactively
SalesForce experience preferred
Ability to handle confidential information in a professional/discreet manner


Category:
Alternative Investments // Asset Management // Banking // Broker Dealer // Sales and Marketing

Contact:
matt@bcius.com