BCI - Brokerage Consultants Ltd.

Our Focus: Financial Services

We connect the right people with the right positions throughout the financial community.

  • Asset Management
  • Alternative Investments
  • Banking
  • Broker/Dealers
  • Commercial Lending
  • Consulting
  • Corporate Treasury
  • Family Offices
  • Financial Services Software Services
  • Insurance & Pension Funds
  • Municipal Finance
  • Private Equity
  • Real Estate Finance
  • Trading

Brokerage Consultants - Financial Recruiting

Tap our resources.

They run deep. Since our inception we've kept our focus trained exclusively on the financial industry, and we've built a vast network of contacts in the process. Let us put those resources to work for you. We'll connect you with the most current job openings at the most desirable companies in Chicago or nationwide.

Job Order:
951-6

Job Type:
Permanent

Title:
AML Analyst

Location:
Omaha, NE

Description:
AML Analyst (951-6)
Omaha, NE
Compensation commensurate with experience

RESPONSIBILITIES:
Monitor and analyze exception reports for potential suspicious activity
Contact introducing brokers to obtain further information regarding potentially
suspicious customer activity
Liaison with introducing broker AML personnel for possible joint SAR filings
when appropriate
Complete 90 day follow up reviews of SAR filings
Investigate internal suspicious activity notification filings for possible SAR
filings
When suspicious activity is determined, file SAR
Make recommendations for annual AML training program
Alert supervisors to trends in possible suspicious customer behavior
Document findings and basis for cases and alerts investigated
Investigate customers whose names appear on the 314(a) lists, FINRA, SEC and
other government related requests

REQUIREMENTS:
Bachelor’s degree – required
Achieve results with accuracy and precision
Apply sound analytical thinking
Customer centric business philosophy and team oriented
Excel at applying technology to business processes
Strong work ethic and hands on approach



Category:
Alternative Investments // Asset Management // Banking // Broker Dealer

Contact:
tony@bcius.com