BCI - Brokerage Consultants Ltd.

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Job Order:
12871-226

Job Type:
Permanent

Title:
Senior Trade Settlement Specialist

Location:
Chicago - Western Suburbs

Description:
Senior Trade Settlement Specialist (12871-226)
Chicago - Western Suburbs

Institutional investment firm seeks Senior Trade Support Specialist to cover settlement/clearing/booking of
trades in the portfolio accounting system as well as option expiration/exercise/assignment processing,
position/money movements, TriOptima/UnaVista/EMIR reporting, FX roll, and customer/trader support as
needed. Products include domestic and foreign equities/fixed income, TBA, MBS, CDS, Options and
Futures.

RESPONSIBILITIES:
Ensure trades are booked/confirmed correctly and tie out with counterparty against internal/external
systems Function as intermediary between trading desk and custodians, trading partners and
internal/external compliance to resolve issues and ensure breaks are resolved effectively and settled in a
timely manner
Research account discrepancies from internal/external clients
Maintain contacts, update settlement instructions for accounts/custodians, establish new broker accounts in
CRD as requested, assist in completing Broker KYC requests

REQUIREMENTS:
BA/BS and 5+ years of experience in a trade support role
Series 99 licenses, or the ability to obtain license within three months of hire
Experience with fixed income, TBA, MBS, CDS, bank loans, factored securities, listed options, foreign and
domestic equities, futures
Experience with Omgeo products (Oasys, CTM, and Alert), CRD, Eagle, TriOptima, UnaVista, CME
EMIR reporting, Custodian Websites, FXAll, and Bloomberg
Understanding of processing FX (Spot/Forward) and FX Roll
Familiar with EMIR / Dodd Frank / MiFiD reporting requirements
Ability to communicate effectively and confidently across all levels


Category:
Alternative Investments

Contact:
tony@bcius.com