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Middle Office Support Professional (39597-249)
Local financial services firm / Broker Dealer looking to fill a middle office
/ principal support position. Ideal candidate holds FINRA series 7, 63 and 24
licenses. We will consider candidates with series 6,63 if candidate possesses
aptitude and willingness to obtain other licenses within a reasonable amount
of time. Position does require principal licensing so candidate would have to
study and sit for the test as soon as possible.
1+ years of administrative experience performing a wide variety of
administrative tasks from simple to complex
Series 7, series 63 and series 24, or series 6 and series 63, and series 26 or
any combination providing candidate will sit for missing license
Ability to think critically and make recommendations
Dependable good judgment, takes initiative, and is effective working
independently as well as a contributing member of teams comprised of all
levels of staff
Ability to effectively partner with individuals and teams whose styles may be
very different than their own
Reliability, trustworthy, dependability and transparency
High level proficiency in Microsoft Office suite of products: Word, Excel,
Ability to work in a diverse, fast-paced, changing environment
A positive, willing to pitch in when and where needed, attitude and approach
Ability to communicate and work effectively within a multicultural workforce
serving a diverse customer base.
Experience with SAI Eoffice, Pershing NetX360, Wealthscape and Microsoft
Office Suite is a plus
Asset Management // Broker Dealer