BCI - Brokerage Consultants Ltd.

Our Focus: Financial Services

We connect the right people with the right positions throughout the financial community.

  • Asset Management
  • Alternative Investments
  • Banking
  • Broker/Dealers
  • Commercial Lending
  • Consulting
  • Corporate Treasury
  • Family Offices
  • Financial Services Software Services
  • Insurance & Pension Funds
  • Municipal Finance
  • Private Equity
  • Real Estate Finance
  • Trading

Brokerage Consultants - Financial Recruiting

Tap our resources.

They run deep. Since our inception we've kept our focus trained exclusively on the financial industry, and we've built a vast network of contacts in the process. Let us put those resources to work for you. We'll connect you with the most current job openings at the most desirable companies in Chicago or nationwide.

Job Order:

Job Type:

Compliance Analyst | Consultant

New York

*Contract opportunity

Trade surveillance
Create and review reports to meet compliance needs
Chaperoning of research calls
Train front-office personnel informal and ad hoc settings
Drive compliance initiatives: define milestones, track deliverables and coordinate meetings

4+ years of professional experience in the financial services industry
Ability to exercise sound judgment and perspective
Excellent interpersonal skills, confidence, and poise
Ability to communicate effectively with and instill confidence from front-office personnel
Comfortable in a fast-paced and evolving environment
Strong written and oral communication skills
Self-starter who is both team-oriented and capable of working independently

Broker Dealer // Compliance and Legal